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Home > About the Academy > Biographical memoirs
BIOGRAPHICAL MEMOIRS
Berthold Halpern 1923-1980
By D. Danks, A. Duffield, and A. Sargeson
This memoir was originally published in Historical Records
of Australian Science, vol.5, no.4, 1983.
Bert Halpern was born in Vienna (18 June 1923) educated at the University of Sydney
and majored in organic chemistry. He did an honours degree (1950)
under the tutelage of G.K. Hughes and E. Ritchie
who led a flourishing research group in Australian natural product
chemistry which was largely devoted to the extraction, degradation,
structural analysis and synthesis of alkaloids. This aspect of
Australian chemistry was strong at the time and the group was
one of the leaders, both locally and internationally. In retrospect,
it is easy to see how a man with Halpern's abilities chose his
mentors so accurately and they clearly contributed to his life
time interest in natural products
Lectureships in organic chemistry were scarce at the time and
the PhD degree had only just been introduced into the University
of Sydney. Industry, however, was anxious to employ organic chemists
and it was not surprising therefore that Halpern accepted a post
as a Research Chemist with Monsanto Chemicals (Aust.) Ltd and
quickly became a group leader. He worked on chloromycetin chemistry
and the application of fluidised technology to the production
of organic chemicals. Monsanto thought so highly of him that they
encouraged him to take up a Salters Scholarship to work for a
PhD (1957-59) with Professor Derek Barton at the Imperial College
of the University of London (subsequently knighted for his services
to chemistry and awarded a Nobel Prize). His research project
involved syntheses in a then new area of polycylic antibiotic
compounds, namely tetracycline, and this work was finally published
in 1971. Halpern returned to Monsanto as Research Manager and
some of his previous and subsequent research is only published
in the form of patents relating to agricultural chemical formulations,
anthelminthics, resolution of amino acids and the synthesis of
a potentially new range of antibacterial agents The last activity
is an interesting chemical story and a sad commentary on the relationship
between science and commerce in the implementation of useful discoveries.
In the 1950s, Professor Frank Dwyer
was captivated by the potential of coordination complexes for
influencing biological systems, especially those likely to retain
their integrity in biological systems (i.e. those kinetically
inert to dissociation of their ligands). Coordination complexes
had been used before but it was never clear whether the complex
was the effective agent or the organic molecule which dissociated
from the complex. Dwyer advanced the notion that large organic
amines such as 1,10-phenanthroline bound to metal ions to give
positively charged complexes would have some of the characteristics
of cationic alkaloids and might have other interesting properties
as well. He was so convinced that he persuaded some colleagues
at the time and himself to taste nickel (II) tris (1,10-phenanthroline)
sulphate. In fact, the complex ion has a strong bitter taste even
though it is not as potent as strychnine or brucine. This was enough
for Dwyer to encourage several biological colleagues and notably
Drs Rogers and Koch
at the McMaster Laboratories of CSIRO to scan likely systems for
activity. The complexes turned out to be potent acetyl cholinesterase
inhibitors and finally some of them were shown to be effective
antibacterial agents. However, the cost of the phenanthroline
ligands was substantial (£1 per gm) so Dwyer and Albert Shulman
and others succeeded in getting Halpern, Jackson and Berger, of
Monsanto Chemicals (Aust.) interested in the potential use of
the compounds and in developing new and more active ligands and
new and cheaper methods of making the substituted 1,10-phenanthrolines.
The Monsanto side of the project was directed by Halpern and proved
extremely interesting. By extensively methylating the ring system
of the base the antibacterial activity was increased handsomely.
In addition, the cost of the substituted ligand which had previously
been prohibitive was reduced by a factor of forty. Moreover, the
synthetic design and changes from traditional methods of making
phenanthrolines were largely due to Halpern. A wide-range testing
program for the compounds was undertaken by Dr A. Shulman, Professor R.D. Wright,
Professor S. Rubbo and
Dr M. White at the
University of Melbourne for gram-positive and gram-negative bacteria,
anti-viral activity and anti-tubercular activity. The effect on
Staphylococcus aureus, for example, was so pronounced that a
full-scale trial to protect new-born babies from this infection
was carried out by Dr Hildred Butler at the Royal Women's Hospital,
Melbourne, in competition with the most promising competitor at
that time, hexachlorophene. The results of the trial were so promising
that the ligand and complex syntheses and uses were patented by
Monsanto and jointly by the Australian National University and
the University of Melbourne respectively. Monsanto was given exclusive
manufacturing rights. The nickel and iron complexes of a tetramethylphenanthroline
derivative were found to be superior to hexachlorophene in activity
and their abilities to induce mutants in the organism were at
an extraordinarily low level. Their potential therefore for topical
application on infected areas was very substantial and Monsanto
attempted to persuade various pharmaceutical firms to take them
up as a commercial development. The problem which arose in those
negotiations was that the compounds, although better than hexachlorophene,
were not sufficiently better than the firm's current research
objectives in this area for them to be willing to invest. Not
only did this attitude deprive the community of a valuable antibacterial
agent but the subsequent history of problems with hexachlorophene
makes the tale even more depressing. Those who were privileged
to have access to the complexes still use them for preference
on infections which are accessible for topical application.
In 1958, Dwyer moved to the ANU at Canberra to set up the Unit
of Biological Inorganic Chemistry in the John Curtin School of
Medical Research. This was probably the first time the terms Biological
and Inorganic had been combined formally and Dwyer clearly saw
the prophecy in the combination. Halpern was also persuaded that
this aspect of chemistry was interesting and in 1962, he joined
the Group as a Senior Research Fellow to work on the resolution
and chiral syntheses of amino acids, using coordination complexes
as resolving agents. Unfortunately, shortly after Halpern's arrival
Dwyer died and since Halpern's appointment was not tenured and
the future of the group was in jeopardy, he decided to accept
a Syntex Research Fellowship in Mexico. Before leaving ANU, however,
he completed several significant papers on peptide syntheses using
a new type of protecting group, dimedone. He also contributed
to the general understanding of the behaviour of amino acids bound
to metal ions which later led to a peptide synthesis where the
metal ion both activates and protects an amino acid ester.
This early work formed the basis for a lasting research interest
in stereochemistry, natural product chemistry and amino acid and
peptide chemistry. Such a background probably influenced his appointment
to Syntex and it certainly influenced his appointment to Stanford
later.
The use of dimedone as a protecting group for amino acid ester
and peptide chemistry was continued by Syntex at Mexico City (1963-64)
but in 1964, Halpern was invited by the Nobel Laureate, Professor
Joshua Lederberg, to fill the position of Senior Scientist in
the Instrumentation Research Laboratory of the Department of Genetics
at Stanford University. Here he remained until he took up the
foundation chair in chemistry at the University of Wollongong
in 1970.
The main source of research support for the Instrumentation Research
Laboratory was the US National Aeronautics and Space Administration.
Their interests lay in the promotion of new instrumental methods
appropriate for the detection of extraterrestrial life. Dr Halpern's
group began by designing experiments for the detection of amino
acids and the detection of chirality in amino acids, using primarily
mass spectrometry and gas chromatography. Halpern's background
was peculiarly appropriate for this work on amino acids and peptides
and from it the concept of the Pasteur Probe arose as an assay
for the detection of life. It was a period of great activity,
interesting and exciting experiments and it allowed Halpern ample
time to work a full day with his own hands, an occupation he thoroughly
enjoyed. His impressive success with the application of physical
methods to amino acid and peptide chemistry resulted in research
grants from the National Institute of Health as well as NASA.
He was also appointed a Senior Investigator in the NASA Lunar
Science Program and as the time approached for the manned landing
on the moon, Halpern, as a member of the Lunar Lander Analysis
Team, assumed co-responsibility for some of the chemical assays
to be undertaken on the moon rocks. The strategies developed for
this program were also applied to the study of enzyme stereo-specificity
and to the monitoring of bacterial growth in soils. A study of
the effect of solute and substrate structure on the chromatographic
separation of diastereoisomers led to a new method for the determination
of absolute configurations of organic molecules.
The application of gas chromatographic-mass spectrometric techniques
to multi-component systems was clearly evident by 1965 but the
coupled instrumentation available was not particularly suitable.
A new automated GC-MS computer system was then developed by Halpern,
W. Reynolds and associates which allowed biomedical applications
of this technology to be attempted. In this development, the computer
was made to drive a quadrupole analyser directly and the data
collection and processing was thereby greatly facilitated. This
approach was first taken up by the Finnigan Corporation and was
basic to their most popular range of automated GC-MS systems.
The new MS-computer system was used for analysis of the Apollo
11 and 12 Lunar samples to seek amino acids, peptides, chlorins,
porphyrins, carbon and organic compounds in general. It was also
used for sequencing small peptides and for a number of biological
applications. Its simplicity, ease of operation and reliability
made it an ideal laboratory instrument for routine chemical analyses.
From 1968 a steady stream of visitors passed through Halpern's
laboratory to see the computerised mass spectrometer system in
operation. His own experience with GC-MS had convinced him of
the important role this methodology would play in the future,
especially for the analysis of substances present in low concentrations
in complex mixtures. However, he did not neglect other physical
methods or synthesis as substantial aspects of his work. He used
rotatory dispersion and nuclear magnetic resonance extensively
and developed new synthetic methods for peptide chemistry and
for handling non-volatile compounds in the mass spectrometer.
In 1970, he returned to Australia as Professor of Chemistry at
the University of Wollongong and immediately installed, with the
assistance of Peter Bolton, the new technology and activity in
the Chemistry Department. Almost immediately a new and ingenious
method of sequencing proteins was developed to compete with the
chemically more cumbersome Edman process. A dipeptidase was used
to cleave the protein into dipeptide fragments and the hydrolysate
was derivatised on the probe in the mass specrometer. A terminal
amino acid was then removed from the protein and the hydrolysis
and analysis were repeated. The elegance and power of this approach
was that essentially only three chemical operations were required.
The remaining analysis was carried out by the mass spectrometer
or, if necessary, a combined GC-MS method and the usual mapping
techniques. Apart from the DNA approach to the sequencing problem,
it is probably the most elegant way of sequencing peptides. It
is applicable to small amounts of protein and very little handling
of the material is required.
The success of Halpern's research activities at Wollongong can
be measured to some extent by the equipment he was able to attract
to his department. Following the initial GC-MS computer instrumentation,
a second system was installed and to this he subsequently added
a third system loaned by Varian-MAT. To these major acquisitions
one must add the chromatographic system (gas and liquid) necessary
to equip the laboratory for their most successful research on
biomedical applications of GC-MS, especially their chemical diagnosis
of inherited disease.
Halpern's direct involvement in the biomedical applications of
mass spectrometry probably began after an association with Professor
Barkas of the Department of Psychiatry at Stanford University.
This was a time of intense interest in precise methods of identification
of small amounts of biological compounds at Stanford and it attracted
a young Norwegian chemist, Egil Jellum from the Institute of Chemical
Biochemistry Rikshospitalet, Oslo, Norway, to work with Halpern.
He was a member of the team in Oslo which produced the first burst
of significant discoveries in the field of inborn metabolic errors,
using gas chromatography-mass spectrometry. The association contributed
to a continuing interchange between Wollongong and Oslo, including
a period of sabbatical leave for Halpem in the Oslo laboratory.
In 1972 Halpern gave a very stimulating lecture on the potential
of GC-MS in biomedical research in the Department of Chemistry
at Melbourne University and after this lecture a mutual friend
introduced him to Dr David Danks, Head of the Genetics Research
Unit at the Royal Children's Hospital, thereby initiating a collaboration
which was to continue very actively until Halpern's untimely death.
The genetics group in Melbourne had just set up gas chromatography
to analyse carboxylic acids extracted from urine in patients in
whom a metabolic cause of mental retardation or other symptoms
was suspected. The technique supplemented the methods they were
already using for detection of amino acids in urine. Strategies
were then developed in Wollongong which allowed the derivatised
extract tested in Melbourne to be frozen and sent to Wollongong
for immediate injection into the GC-MS system. This provided relatively
rapid confirmation of the identification suggested by the GC run
in Melbourne and allowed the workers in Wollongong to suggest
structures of molecules which were not identified by the Melbourne
system.
Part of the original urine sample was frozen and sent along with
the derivatised extract so that other methods of extraction and
derivatisation could be applied in Wollongong if necessary. The
initial results proved that this approach was practicable, despite
the five hundred rniles between the laboratories, and the National
Health and Medical Research Council then funded a postdoctoral
fellow to work in Wollongong to develop the collaboration. This
support was quite critical to the final success of the venture.
Over the eight year period of the collaboration, samples were
shipped from Melbourne to Sydney on an average of once or twice
a week by refrigerated overnight road transport. The success of
the system is a tribute to the energy and enthusiasm of the people
concerned in Melbourne and in Wollongong, and to the efficiency
of the road transport service. A specific example can be given
as an illustration. A urine sample was sent by air from Perth
early one morning, received in Melbourne in the latter part of
the morning, analysed on the GC by mid-afternoon, confirming the
existence of four unknown peaks already seen in Perth. The extract
was shipped to Wollongong overnight and a tentative identification
of all peaks was obtained by rnidday, approximately 30 hours after
the sample left Perth. Tweny-four hours later, Halpern's team
had synthesised the four compounds and confirmed the identification
of the peaks. This case defined a new inborn metabolic error:
3-hydroxy-3-methylglutaric aciduria. Indeed, the overall efficiency
of interchange of samples and discussion between the two laboratory
groups throughout the eight years was equal to that in the best
groups around the world where the two sets of expertise are in
the same or adjacent laboratories.
As time went by, the doctors working with inborn metabolic errors
in other cities realised the value of the resource now available
in Wollongong and increasing numbers of samples were sent to Wollongong,
or via the Melbourne laboratory. Halpern had already established
a very good relationship with the chemical pathology department
at the Wollongong Hospital and two of the biochemists from the
Hospital (Drs I. Gan and G. Shier) did their doctoral degrees
in Halpern's department An increasing liaison also developed with
the Oliver Latham Laboratory at the North Ryde Psychiatric Centre
in Sydney, which performed screening tests for metabolic diseases
for the whole of New South Wales.
The collaborative efforts between Melbourne and Sydney identified
five 'new' inborn metabolic errors during the eight years of the
work and discovered previously unknown metabolites in a number
of other diseases. This contribution to knowledge is equal to
that of any other group using GC-MS methods to study inborn errors
of metabolism, and greater than the productivity of most other
groups over the period 1973-1980, following the first burst of
new discoveries of organic acidurias. It also had a substantial
social impact. Even the known disorders were identified rapidly
and this allowed prompt treatment or early counselling of parents
when effective treatment was not possible. The young postdoctoral
fellows who held the NH and MRC grants in Halpern's laboratories
received outstanding training in mass spectrometry, in organic
chemistry and in the overall approach necessary for success in
research. Two of them went on to further postdoctoral study in
Professor Barkas' laboratory at Stanford; Dr Faull stayed on there
in a staff position and Dr Truscott returned
to head a GC-MS unit in clinical pharmacology in Melbourne.
Halpern's outstanding success in this phase of his work and in
his research in general can be attributed to his profound knowledge
and ability, and especially to his infectious enthusiasm, his
delightful personality and an unfailing 'sense of smell' which
enabled him to choose which problem to attack with vigour and
which to leave alone. In other words, he showed to an unusually
high degree those characteristics essential to success in collaborative
research and these talents led to his election to a Fellowship
in the Academy in 1978.
It is interesting to trace the pattern of chance, influence and
association in the development of any scientist's work and Halpern's
is an especially interesting history because it spans such a variety
of activity and areas. His industrial associations inevitably
brought to his research a pragmatism which few academics have.
He sought quickly the nub of the problem and then decided just
as quickly if it was worth tackling. His whole day in the laboratory
was devoted to effective experiments which he had thought about
the previous evening. The early work on the resolution and chiral
synthesis of amino acids arose because of the high cost, of what
was at that time called 'unnatural forms', the D-isomers. No one
could have foreseen how that initial pragmatism would subsequently
involve him in the Lunar project, an important method of protein
sequencing and finally the diagnosis of disease and its important
social implications.
This combination of events does not detract from the man. The
general body of results and their impact attests to his stature
as a scientist. It implies an outstanding capacity to choose important
problems but it does not say much about his personality. In that
respect, he was quite delightful, enthusiastic, encouraging and
unfailingly helpful and direct with his research associates. In
his private life, Halpern was a quiet person who enjoyed his home
life, family, friends and garden. He was staunchly encouraged and
supported by his wife, Margaret, in all his activities. He was
a good friend, with a delightful sense of humour, very tolerant,
and he also had friends in many phases of human endeavour. Those
of us who were fortunate to know him well remember him with affection
and were desolated by his premature death on 15 November 1980.
A small consolation is that his contributions to the pioneering
work culminating in socio-medical achievements will be taken up
by hospitals around the world and will be used for diagnosing
a variety of diseases as well as detecting genetic deficiencies.
Professor D. Danks, Professor of Paediatrics, University of Melbourne.
Dr A. Duffield, Director, Biomedical Mass Spectrometry Unit, University of New South Wales.
Professor A. Sargeson, FAA, FRS, Professor of Chemistry, Australian National University.
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