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Full listing of papers
Robert Wasson is a geomorphologist by inclination, but with wide interests in landscape evolution, pedology, catchment analysis and global change. His undergraduate and postgraduate training in geomorphology was at the University of Sydney and Macquarie University respectively. He has taught at Macquarie University, University of Auckland, Monash University, and ANU and has carried out research in most of Australia, the Philippines, India, Pakistan, Indonesia and New Zealand. One of his preoccupations has been historical perspectives on landscape processes, because most of these processes are manifest over time periods much longer than either human lifetimes or usual periods of observation.
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SCIENCE AT THE SHINE DOME 2002: ANNUAL SYMPOSIUM
Transition to sustainability
3 May 2002
Integrated
systems 2: Water
by Professor Robert Wasson
Introduction
Why do we want integrated understanding?
Complexity
Implications of complexity
Capturing water
A frontier state of mind
A top-down view
Materials budgets
Causality, adaptation and reflexivity
Conclusions
Questions/discussion
Introduction
My task is to present
to you an integrated view of a natural resource management issue, namely,
water, to build on what we have heard from more thematic speakers who
have been asked to deal with environmental issues in sustainability, economic
issues and social issues. But of course, we have all actually dealt with
pretty well all of the issues, to varying degrees of expertness. And I
say that about my own presentation, because I am the living embodiment
of an amateur in a number of areas where I need to be a professional,
and I think that is one of the great challenges to us all, that we need
to professionalise ourselves in many fields way outside our disciplinary
comfort zone. So if I get it wrong, you understand why and you will be
kind to me.
Why
do we want integrated understanding?
It is fair to say
that natural science has given us an account of what has happened, and
that we really don't want just to continue auditing we need to
move beyond that. And of course natural science can do this and has done
it very successfully without considering the motivations of people who
change the environment. It is people who change things in a way that is
uncomfortable for us with the exception of the odd volcano and
tsunami.
If, however, we want
to change the 'what', we need to understand the 'why'. Why do humans do
certain things? What are our behavioural motivations?
The 'why' means understanding
ourselves as agents of change; our aims, motivations and methods. That
is a problem squarely in the social sciences and in the humanities, in
the academy, and in every single one of us as human beings outside the
rarefied atmosphere of the academy and I don't mean 'the Academy',
I mean the academic world.
Therefore, we need
theories of nature. 'Theory' is a very dirty word in political circles,
but what it means is generalisation and understanding. We need theories
of nature we have some of those and of social relations
and meaning.
Natural science assumes
causality, although that has been challenged recently by notions of nonlinearity,
of chaos, et cetera. But nonetheless that is essentially how natural science
works.
Social science assumes
either causality of human behaviour, and therefore predictability of some
kind, or a notion of free agency, with strong reflexive and creative capacities,
and therefore low predictability. We as human agents reflect on what happens,
on how we change and how we do things. Scientists deal with subject-object
relationships; social science deals with subject-subject relationships.
And that is a fundamental difference in the paradigms of the two fields
of knowledge, and one of the reasons why natural science and social science
and humanities don't talk to each other very easily.
The theories of interrelationships
between nature, social relations and meaning that come from the natural
sciences and economics tend to emphasise causality, while theorising from
the other end, if you like, emphasises free agency and therefore heterogeneity.
There are no generalities if you believe totally in free agency. This
is a major problem for stitching together knowledge systems. I assume
causality of some kind in other words, I believe there are generic
relationships (this is an article of faith as much as anything else)
but of course that is not the only position that could be adopted.
Complexity
The jargon normally
runs well in front of understanding in many fields, and that is certainly
true in complexity, but I think it is very helpful to think about the
jargon and what it means. Human environment systems are complex, in the
following ways. There are many independent agents and phenomena acting
in a great many ways. The richness of these interactions allows for self-organisation,
without any external forcings. One of the things we often do is see a
change in the natural world, or indeed in the social and natural system,
and look for an external cause. It may be internally generated, and there
is no external cause. This is quite a challenge to those of us interested
in causality.
Social and biological
systems are adaptive. Some physical systems are adaptive as well. Social
systems are also reflexive. We don't know very much about whether animal
systems are reflexive, but they probably are at least the higher
animals. But human beings are, and it leads to some very complex feedbacks.
These characteristics lead to dynamics in systems which are really very
different from just complicated things, like computer chips.
Implications
of complexity
What are the implications
of this complexity, for example in river catchments? I argue that a top-down
view of river catchment systems must be the analytical starting point,
not a view taken from a detailed understanding of every imaginable process
that operates in a system and then trying to build from the bottom. And
I do not see any value in the highly parameterised, detailed process models
of these systems.
I think that management
will be best served by synoptic views supplemented by local groundings.
We have already heard from Peter Cullen, from
the knowledge brokers, that local communities, need to ground in their
local community. That is an entirely understandable reaction.
Causality is a difficult
issue, therefore, in amongst this, because not all changes have a clear
external driver or cause. The cause may be in the internal feedback system.
Adaptive and reflexive characteristics mean that human-environment relations
change through time
Capturing
water
The early settler
experience in Australia was of a highly variable climate. Towards the
end of the 19th century we began to capture water, to develop our economy
through irrigation and other methods and nation-building began. There
was a large racist component to this development, I might add, of keeping
our northern neighbours at bay. We had to keep the north White
and the south, for that matter. Australia is the most variable place in
the world hydrologically, only just ahead of southern Africa, and so we
store more water per reservoir and per capita than any other country in
the world. This means that what we have done is to extremely effectively
starve our rivers and wetlands and estuaries of fresh water. We have also
developed agricultural systems which have impoverished our water quality.
The larger the amounts of captured water, the less for rivers, wetlands
and estuaries, hence the current activity to return water to the environment
which Peter Cullen spoke of.
A frontier
state of mind
A frontier state of
mind is still with us. Much of the history of Australia and the transformation
of its water resources has been at the frontier. Frontier populations
see endless possibilities. It is common around the world. When Polynesians
arrived in the Pacific Islands they must have seen endless possibilities,
because they used up almost everything immediately. And we have done the
same thing in this continent.
Access to almost free
natural resources reinforces this buoyancy and optimism that is characteristic
of human beings, which is a very positive force in many ways but also
a negative force. Driven by the state (that is, the political entity)
and economic opportunities, water was captured and land converted to agriculture,
with little regard for the consequences, in the frontier period. It is
interesting, if you read environmental history and Tim Bonyhady's
wonderful book, Colonial Earth, published last year, documents
it that from the very beginning of European settlement of this
country there were attempts by the state to control our environmental
vandalism, but it hasn't really worked very well.
So the frontier state
of mind gives meaning to nature as a source of raw materials. This is
where meaning is crucially important. Most of our decisions are based
upon our feelings and upon our value systems, not upon rational and careful
and objective analysis that's the way we are, as a species.
The frontier still
exists in Australia. Just have a look at Queensland. And while this mentality
is fast dwindling, the social forces that have driven frontier expansion
have abated very little. It is still here. We are struggling to establish
a non-frontier or 'settled' view, if you like, of natural resource management.
And so the current debate, most recently expressed just last week in the
property 'rights' over water and compensation for allocations to the environment,
is a clash between the frontier and settled mentalities and meanings.
By the way, the debate is always about rights, not rights and responsibilities.
Remember the role
of the state. The state often drives a lot of the processes which we view
to be damaging. For those of you who don't remember this episode in Australian
political history [as shown in visual presentation of a cartoon]: Malcolm
Fraser is Prime Minister, John Howard is prone in front of Malcolm Fraser
I'll let you draw your own views on that and over here we
have Charles Court, the then Premier of Western Australia, as the bulldozer.
This was the nature of state relations at that time, and it drove an awful
lot of natural resource decision-making.
A top-down
view
So what does a top-down
view mean, analytically? The long-term availability of resources and the
critical factors in resource degradation can be assessed using a budgetary
or mass balance approach, which is one that has been used by the Land
and Water Audit, I think quite successfully. So my only equation is this
one, which is a simple balance equation which you can apply to many, many
materials and energy. And you can identify the sources of, for example,
phosphorus and then come to conclusions about the significance, the strength
of those sources and target your management appropriately, rather than
doing it by assumption, prejudice, et cetera.
- Yield = [S1+S2+S3..
Sn] [N1+N2+N3..
Nn]
where S1 to Sn
are sources of materials such as nutrients (phosphorus, nitrogen, organic
carbon, potassium, sulfur) and N1 to Nn
are sinks or stores of materials.
- Sources of phosphorus
are: sewage, dust, rainfall, river beds, vegetation (including crops).
- Yield is: the difference
between sources and sinks, and therefore free to leave a catchment.
Here is an example
of the sort of thing you can do for, in this case, sediment, by working
out where the major sources are, the major sinks, and what comes out at
the bottom of the system.
Management of water
quality in this system means management of gullies and channels; economic
analysis means analysis of appropriateness of management interactions,
at least as a starting point.
So you can see that
this top-down, synoptic view, allows you to make decisions about optimal
management systems, rather than doing it from the bottom up, where you
take forever to get to the top by measuring every imaginable process,
many of which will be quantitatively insignificant.
So the National Land
and Water Audit has come out with some conclusions which I think are really
worthwhile outcomes of that exercise. But the conclusions need to be tested.
Nonetheless the groups doing that work should be congratulated. Here is
one of the results of their work, on phosphorus output from Australian
rivers, using a budget approach, a synoptic, top-down approach.
Materials
budgets
The materials budget
approach also has a longstanding history in economics. I am aware of a
paper in 1970 by Alan Kneese, Robert Ayres and Ralph d'Ague, who put together
a very convincing argument for using this as a basis for ecological economic
analysis. It seems that we are still stuck with the externalities argument,
but if you internalise externalities in such budgets you actually do yourself
an enormous favour.
The implications of
this approach for economic analysis are being seen through the CSIRO Futures
Program, in particular. The use of input-output models, a static tool
but nonetheless a useful one, are needed. Some of this analysis is underway
in this country, but we need a lot more of it.
Causality,
adaptation and reflexivity
But remember that
we are reflexive creatures, and causality and adaptation are part of the
deal. While these relationships change through time, at a particular time
there are really quite complex feedback systems.
If you look just at
the centre of the following diagram, if you take the levees-only policy
of dealing with flood containment on rivers, you have flood losses at
the top, which are largely economic losses; this produces public pressure
for action, which produces levee construction or enlargement of levees
in many places, including Australia. Nyngan is the case study for
this one. Levee construction actually increases river height when the
river goes over-bank, so the flooding actually is worse as a result of
the levees a paradoxical result. Probability of disastrous flood
goes up; the actual hazard goes up; the actual risk goes up; the flood
losses actually go up as a result of levee construction. This is a positive
feedback loop.
This is a technique
of analysis of the interactions between meaning, behavioural variables,
if you will, the biophysical world, the flooding world, and the institutional
reactions by government and by individuals to a particular problem. And
that doesn't even make the connections that Peter Cullen was talking about,
from flooding out to erosion or whatever else you may be interested in.
But this approach,
I would argue, is what we need for many systems, the approach that I believe
we actually need to take to start building simple views, simple models.
The diagram is actually not that complicated, when you spend a few minutes
looking at it. And it is the sort of thing which enables you to knit together
the three pillars that we have heard a lot about today: the social, the
economic and the environmental. You can do this with community groups,
and they catch onto the idea very quickly. They build their own models
quite quickly, and we have had some experience of that sort of work.
Conclusions
I am going to now
do what you should not do in any talk, and that is to make conclusions
which have very little to do with what I have actually said before. But
I want to do this because I want to raise another issue that I think the
four academies need to take on board.
The first one does
come from what I have said. Many of the tools for integrated analysis
exist, but we have serious institutional problems, we have serious schisms,
if you like, between the various elements of our institutions. Take, for
example, the splitting of environment from resources in the federal bureaucracy.
That would have to be one of the dumbest things you can do, if you accept
that the links between environment and resources are the two sides of
the same equation.
Some analysis has
been done using an integrated approach, but not a lot. I congratulate
those groups such as the Audit people who have pulled together a lot of
biophysical material in an integrated fashion, as a good start; the CSIRO
Futures Group, which is pulling together things in a stocks and flows
model and other frameworks to do this sort of work; and the 41 PhD students
who do this every day of their lives in my own Centre. They are doing
this sort of analysis, there are a lot of groups around the country who
are doing this sort of work, but is it going anywhere? Is it feeding into
an institutional structure and framework which actually informs decision-making
and takes us forward?
This leads to my last
conclusion, that the impediments in the academic world lie in rigid disciplinary
education. What we know now from studies of sustainable development, is
that there is no hierarchy of disciplinary privilege, we need it all
and a perception that there are very poor job prospects for those who
undertake interdisciplinary studies. Of those 41 PhD students I just mentioned,
we know from the history of my Centre that all of them get jobs in one
form or another, but they are often worried about what the future holds
because of the nature of disciplinary training, education and employment.
This is a really serious issue. If for the future we are to have people
who can think in the way that we are all struggling to achieve, we need
a different educational system and structure.
Questions/discussion
Question:
I particularly like your last point. I am a science teacher and I have
been working in my own State for a number of years to look at the notion
of a greater emphasis on interdisciplinary science. That is not to take
away the value that each of the disciplines within science provides, but
there seems to be a reluctance from the schooling sector, because there
seems to be a great deal of pressure from the tertiary sector in terms
of entrance to universities for students to have background in specific
disciplines. So partly it's a comment; but secondly it's a question, as
to how do we get universities to work more closely with the schooling
sector to ensure that we start to break down some of those barriers?
RW: Your question
is a really important one. I find it really quite surprising that academics
are actually a lot more conservative than they lay claim to. Trying to
change academic structures is like moving mountains. In the ACT system,
which I am familiar with because I have lived here for a fair while, the
high school system is actually not strongly disciplinary. There are some
disciplinary trends, components, within it which are important.
And I'm not decrying the importance of strong disciplinary training at
all, but I view that as almost skills training. The real education comes
in problem definition, problem solving, in an interdisciplinary framework.
And it isn't just in this business of sustainability; it could be in anything.
Forty-five per cent
of the undergraduate students at the ANU are double-degree students. They've
already worked out that they don't want just one degree. They're way ahead
of us. Why isn't the university catching up? Well, that's a subject for
another debate.
I think that the universities
have to shift a long way if that dialogue that you are talking about is
to occur in a realistic fashion. I think we could do it. As long as we
don't try to throw away the disciplinary baby with the interdisciplinary
bathwater, which is the trick, then I think we can do it. But I think
universities have actually got to shift and catch up with the schools.
Question:
Your distinction between the natural and the social sciences in the way
in which we see the world, and the kind of linkages that are possible,
I think are very interesting. My question to you is: Can you give us some
good news, from your cases or from the work you do, about changing community
attitudes and a greater willingness to take on board the kinds of things
you are talking about seeing things systemically, or in terms of
systems, but also a readiness to actually sacrifice certain things and
change in order to cope and adapt to what is the changing reality?
RW: I am going
to assume that in your question the word 'community' refers to both academic
communities and 'real' communities, non-academic communities. In the academic
community I see slow and gradual change, in pockets, in this country
rapid change in other countries, frankly, where there has been a rather
more proactive triggering of change by new funding arrangements. We still
seem to be stuck with rather antediluvian arguments about setting priorities,
et cetera.
It seems to me that
it is the students who are driving this change, as I was trying to imply
earlier. The postgraduate students, in this particular case, are driving
the change. They are developing integrated frameworks; they are developing
new models of the interactions between these phenomena which don't depend
upon the understanding of each component separately but doing it in one
go. And these characters are not afraid of standing up at a podium like
this and making a big blunder well, some of them aren't
by describing the social sciences in some way and the natural sciences
in another. They are prepared to have a go, because they are driven by
problems, they are not driven by disciplinary preoccupations and allegiances.
So they are free to think in this fashion, as long as we, the greying
brigade, don't force them into moulds that they should not be in.
In the general community,
the wider community, I think it is actually very difficult for an awful
lot of, for example, landcare groups or catchment groups to find the time
and the energy and, indeed, the money to do the sort of systemic analysis
that we, the academics, view as being really important. Some of them do
it brilliantly, and they're way ahead of us, and make comments about some
of the models on offer, rather like the comments I made: these things
are dumb, they really are crazy sorts of things to do. Somebody asked
the question, 'Do we need more complex models?' What we need desperately
is simpler and simpler models of the world, be they conceptual models
or mathematical models.
I see the future really
in providing the strength and the motivation in the university sectors
to undergraduate students and postgraduate students to free themselves
of 19th century German positivism.
Question:
I want to take the concept of interdisciplinarity which you so forcefully
brought before us and remind you of a conversation we had 18 months or so
ago. You were trying to persuade me that the interdisciplinarity of the
Institute of Advanced Studies of the Australian National University was
a really quite unique strength for the nation, that agglomerated in that
one small geographical area we had incredible brains across a wide series
of endeavours. And also it happened to be in the national capital, so interfacing
with decision makers was a little bit easier.
I want to remind the
meeting that we have a fantastic opportunity for interdisciplinarity of
the widest possible sort through the National Academies Forum. I actually
know that when the four academies together opine on something, Canberra
jumps to attention. When we had, for example, after the first climate
change report, under Rupert Myers' chairmanship, that excellent symposium
here, with the bureaucrats present, it materially affected what it was
that they then took into the international arena. And out came something
very sensible.
I reckon that Jim
Peacock [the President of the Australian Academy of Science] ought to
take advantage of this meeting and really extend it to a total National
Academies Forum activity, and then bring the decision makers into the
arena, because many of the things that we have canvassed here today are
so transparently logical, almost obvious, that it is a terrific pity that
we are just talking to ourselves. RW:
I agree with the latter part of your remarks. On the first part, yes,
I was trying to convince you of that.
I was arguing that
the Institute of Advanced Studies is an extraordinary body of brains,
but we weren't using that collection of brains particularly effectively
in the interdisciplinary endeavour. I think it is fair to say it is very
difficult to do. I think CSIRO have shown how difficult it is to pull
that sort of thing off, although they have had some success. And I think
Peter Cullen's efforts in this area demonstrate the very real difficulty.
I think it would be wrong of us to simply sweep under the carpet the paradigmatic
differences between the disciplines and the paradigmatic differences between
the metadisciplines. I think the differences between the humanities, the
social sciences and the natural sciences are profoundly important.
I am the Director
of a Centre where we have representatives of all of those disciplines
and metadisciplines in the same building. The conversations that we have
are fascinating and enormously enlightening, but often like ships passing
in the night, because the assumptions from which those conversations are
occurring are very rarely actually spelled out.
So on the question
about the nature of these disciplines: I think we really have to confront
this and accept that there are differences. That is where the conversation
becomes really very important. One of the problems we face right at the
moment is that because natural sciences tends to be very well organised
because it is well funded (by comparison with social sciences and humanities),
and it sees generics and causality as crucially important and therefore
searches for generics, a lot of the so-called models of integrated understanding
of the human-environment relationship are being driven from natural sciences.
I think that is likely to come to grief.
For example, Aynsley
Kellow was talking about sustainability not being the same thing as
sustainable development. I think it would be a mistake for this group
to miss that point. If the word 'development' is not in there, many of
the supplicants, the congregation, will be lost, just as, if the natural
sciences keep driving down the throats of everybody else their view of
integrated analysis, they are going to lose the social sciences and humanitarians
as well. It has got to be a proper 'trialogue' not a dialogue,
a trialogue.
Chairman:
This morning we have had in this session three excellent talks. We have
heard about the real need for a systemic approach to the science, we have
heard about a real need for the multidisciplinary approach to the science.
I would point out that one of the things that is a significant responsibility
upon us in this community is to provide leadership in this issue. In order
to provide leadership there are a couple of things you need.
First of all, you need to know where you want to arrive
at, and I think we have to arrive at a very clear view of what it is we
need, in order to provide leadership. Secondly, in order to be able to
know how to get there, you have to know where you are at the moment, and
that is the reason for a lot of the studies we are undertaking at the
moment to provide benchmarks.
I think the final point that is really important to us
all is that if you are to provide leadership, the people you are trying
to lead have to know what you are doing, and that means that one of the
most important responsibilities upon us as a community is to get this
knowledge out there to the people to whom we are trying to provide leadership.
There is no point whatsoever in claiming that we are providing leadership
unless we get it out there and it has an impact.
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